Subchapter III. Special Provisions Relating to Radio
Subchapter
Referred to in Other Sections: This subchapter is referred to in sections
503, 741, 753 of this title
§ 309. Application for license
(a) Considerations in granting application
Subject to the provisions of this section, the
Commission shall determine, in the case of each application filed with it to
which section 308 of this title applies, whether the public interest,
convenience, and necessity will be served by the granting of such application,
and, if the Commission, upon examination of such application and upon
consideration of such other matters as the Commission may officially notice,
shall find that public interest, convenience, and necessity would be served by
the granting thereof, it shall grant such application.
(b) Time of granting application
Except as provided in subsection (c) of this
section, no such application—
(1)
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for an instrument of authorization in the
case of a station in the broadcasting or common carrier, services, or
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(2)
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for an instrument of authorization in the
case of a station in any of the following categories:
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(A)
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fixed point-to-point microwave stations
(exclusive of control and relay stations used as integral parts of mobile
radio systems),
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(B)
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industrial radio positioning stations for
which frequencies are assigned on an exclusive basis,
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(C)
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aeronautical en route stations,
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(D)
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aeronautical advisory stations,
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(E)
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airdrome control stations,
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(F)
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aeronautical fixed stations, and
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(G)
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such other stations or classes of stations,
not in the broadcasting or common carrier services, as the Commission shall
by rule prescribe,
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shall be granted by the Commission earlier
than thirty days following issuance of public notice by the Commission of the
acceptance for filing of such application or of any substantial amendment
thereof.
(c) Applications not affected by subsection
(b)
Subsection (b) of this section shall not
apply—
(1)
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to any minor amendment of an application to
which such subsection is applicable, or (2) to any application for—
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(2)
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to any application for—
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(A)
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a minor change in the facilities of an
authorized station,
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(B)
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consent to an involuntary assignment or
transfer under section 310(b) of this title or to an assignment or transfer
thereunder which does not involve a substantial change in ownership or
control,
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(C)
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a license under section 319(c) of this title
or, pending application for or grant of such license, any special or
temporary authorization to permit interim operation to facilitate completion
of authorized construction or to provide substantially the same service as
would be authorized by such license,
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(D)
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extension of time to complete construction
of authorized facilities,
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(E)
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an authorization of facilities for remote
pickups, studio links and similar facilities for use in the operation of a
broadcast station,
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(F)
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authorizations pursuant to section 325(b) of
this title where the programs to be transmitted are special events not of a
continuing nature,
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(G)
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a special temporary authorization for
nonbroadcast operation not to exceed thirty days where no application for
regular operation is contemplated to be filed or not to exceed sixty days
pending the filing of an application for such regular operation, or
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(H)
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an authorization under any of the proviso
clauses of section 308(a) of this title.
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(d) Petition to deny application; time;
contents; reply; findings
(1)
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Any party in interest may file with the Commission
a petition to deny any application (whether as originally filed or as
amended) to which subsection (b) of this section applies at any time prior to
the day of Commission grant thereof without hearing or the day of formal
designation thereof for hearing; except that with respect to any
classification of applications, the Commission from time to time by rule may
specify a shorter period (no less than thirty days following the issuance of
public notice by the Commission of the acceptance for filing of such
application or of any substantial amendment thereof), which shorter period
shall be reasonably related to the time when the applications would normally
be reached for processing. The petitioner shall serve a copy of such petition
on the applicant. The petition shall contain specific allegations of fact
sufficient to show that the petitioner is a party in interest and that a
grant of the application would be prima facie inconsistent with subsection
(a) of this section. Such allegations of fact shall, except for those of
which official notice may be taken, be supported by affidavit of a person or
persons with personal knowledge thereof. The applicant shall be given the
opportunity to file a reply in which allegations of fact or denials thereof
shall similarly be supported by affidavit.
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(2)
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If the Commission finds on the basis of the
application, the pleadings filed, or other matters which it may officially
notice that there are no substantial and material questions of fact and that
a grant of the application would be consistent with subsection (a) of this
section, it shall make the grant, deny the petition, and issue a concise
statement of the reasons for denying the petition, which statement shall
dispose of all substantial issues raised by the petition. If a substantial
and material question of fact is presented or if the Commission for any
reason is unable to find that grant of the application would be consistent
with subsection (a) of this section, it shall proceed as provided in
subsection (e) of this section.
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(e) Hearings; intervention; evidence; burden
of proof
If, in the case of any application to which
subsection (a) of this section applies, a substantial and material question of
fact is presented or the Commission for any reason is unable to make the
finding specified in such subsection, it shall formally designate the
application for hearing on the ground or reasons then obtaining and shall
forthwith notify the applicant and all other known parties in interest of such
action and the grounds and reasons therefor, specifying with particularity the
matters and things in issue but not including issues or requirements phrased
generally. When the Commission has so designated an application for hearing,
the parties in interest, if any, who are not notified by the Commission of such
action may acquire the status of a party to the proceeding thereon by filing a
petition for intervention showing the basis for their interest not more than
thirty days after publication of the hearing issues or any substantial amendment
thereto in the Federal Register. Any hearing subsequently held upon such
application shall be a full hearing in which the applicant and all other
parties in interest shall be permitted to participate. The burden of proceeding
with the introduction of evidence and the burden of proof shall be upon the
applicant, except that with respect to any issue presented by a petition to
deny or a petition to enlarge the issues, such burdens shall be as determined
by the Commission.
(f) Temporary authorization of temporary
operations under subsection (b)
When an application subject to subsection (b)
of this section has been filed, the Commission, notwithstanding the
requirements of such subsection, may, if the grant of such application is
otherwise authorized by law and if it finds that there are extraordinary
circumstances requiring temporary operations in the public interest and that
delay in the institution of such temporary operations would seriously prejudice
the public interest, grant a temporary authorization, accompanied by a
statement of its reasons therefor, to permit such temporary operations for a
period not exceeding 180 days, and upon making like findings may extend such
temporary authorization for additional periods not to exceed 180 days. When any
such grant of a temporary authorization is made, the Commission shall give
expeditious treatment to any timely filed petition to deny such application and
to any petition for rehearing of such grant filed under section 405 of this
title.
(g) Classification of applications
The Commission is authorized to adopt
reasonable classifications of applications and amendments in order to
effectuate the purposes of this section.
(h) Form and conditions of station licenses
Such station licenses as the Commission may grant
shall be in such general form as it may prescribe, but each license shall
contain, in addition to other provisions, a statement of the following
conditions to which such license shall be subject: (1) The station license
shall not vest in the licensee any right to operate the station nor any right
in the use of the frequencies designated in the license beyond the term thereof
nor in any other manner than authorized therein; (2) neither the license nor
the right granted thereunder shall be assigned or otherwise transferred in
violation of this chapter; (3) every license issued under this chapter shall be
subject in terms to the right of use or control conferred by section 606 of
this title.
(i) Certain initial licenses and permits;
random selection procedure; significant preferences; rules
(1)
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If there is more than one application for
any initial license or construction permit which will involve any use of the
electromagnetic spectrum, then the Commission, after determining that each
such application is acceptable for filing, shall have authority to grant such
license or permit to a qualified applicant through the use of a system of
random selection.
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(2)
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No license or construction permit shall be
granted to an applicant selected pursuant to paragraph (1) unless the
Commission determines the qualifications of such applicant pursuant to
subsection (a) of this section and section 308(b) of this title. When
substantial and material questions of fact exist concerning such
qualifications, the Commission shall conduct a hearing in order to make such
determinations. For the purpose of making such determinations, the Commission
may, by rule, and notwithstanding any other provision of law—
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(A)
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adopt procedures for the submission of all
or part of the evidence in written form;
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(B)
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delegate the function of presiding at the
taking of written evidence to Commission employees other than administrative
law judges; and
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(C)
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omit the determination required by
subsection (a) of this section with respect to any application other than the
one selected pursuant to paragraph (1).
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(3)
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(A)
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The Commission shall establish rules and
procedures to ensure that, in the administration of any system of random
selection under this subsection used for granting licenses or construction
permits for any media of mass communications, significant preferences will be
granted to applicants or groups of applicants, the grant to which of the
license or permit would increase the diversification of ownership of the
media of mass communications. To further diversify the ownership of the media
of mass communications, an additional significant preference shall be granted
to any applicant controlled by a member or members of a minority group.
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(B)
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The Commission shall have authority to
require each qualified applicant seeking a significant preference under
subparagraph (A) to submit to the Commission such information as may be
necessary to enable the Commission to make a determination regarding whether
such applicant shall be granted such preference. Such information shall be
submitted in such form, at such times, and in accordance with such
procedures, as the Commission may require.
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(C)
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For purposes of this paragraph:
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(i)
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The term "media of mass communications"
includes television, radio, cable television, multipoint distribution
service, direct broadcast satellite service, and other services, the licensed
facilities of which may be substantially devoted toward providing programming
or other information services within the editorial control of the licensee.
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(ii)
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The term "minority group" includes Blacks,
Hispanics, American Indians, Alaska Natives, Asians, and Pacific Islanders.
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(4)
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(A)
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The Commission, not later than 180 days
after September 13, 1982, shall, after notice and opportunity for hearing,
prescribe rules establishing a system of random selection for use by the
Commission under this subsection in any instance in which the Commission, in
its discretion, determines that such use is appropriate for the granting of
any license or permit in accordance with paragraph (1).
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(B)
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The Commission shall have authority to amend
such rules from time to time to the extent necessary to carry out the
provisions of this subsection. Any such amendment shall be made after notice
and opportunity for hearing.
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(June 19, 1934, ch. 652, title III, § 309, 48
Stat. 1085; July 16, 1952, ch. 879, § 7, 66 Stat. 715; Mar. 26, 1954, ch. 110,
68 Stat. 35; Jan. 20, 1956, ch. 1, 70 Stat. 3; Sept. 13, 1960, Pub. L. 86–752,
§ 4(a), 74 Stat. 889; May 14, 1964, Pub. L. 88–306, 78 Stat. 193; May 14, 1964,
Pub. L. 88–307, 78 Stat. 194; Aug. 13, 1981, Pub. L. 97–35, title XII, §
1242(a), 95 Stat. 736; Sept. 13, 1982, Pub. L. 97–259, title I, §§ 114, 115, 96
Stat. 1094.)
Amendments
1982—Subsec. (f). Pub. L. 97–259, § 114,
substituted "temporary" for "emergency" wherever appearing, "additional
periods" for "one additional period", and "180 days" for "ninety days" wherever
appearing.
Subsec. (i)(1). Pub. L. 97–259, § 115(a),
substituted "application" for "applicant" after "more than one", and "that each
such application is acceptable for filing" for "the qualifications of each such
applicant under section 308(b) of this title".
Subsec. (i)(2). Pub. L. 97–259, § 115(b),
amended par. (2) generally. Prior to amendment, par. (2) provided: "The
determination of the Commission under paragraph (1) with respect to the
qualifications of applicants for an initial license or construction permit
shall be made after notice and opportunity for a hearing, except that the
provisions of section 409(c)(2) of this title shall not apply in the case of
any such determination."
Subsec. (i)(3)(A). Pub. L. 97–259, §
115(c)(1), substituted "used for granting licenses or construction permits for
any media of mass communications, significant preferences will be granted to
applicants or groups of applicants, the grant to which of the license or permit
would increase the diversification of ownership of the media of mass
communications. To further diversify the ownership of the media of mass
communications, an additional significant preference shall be granted to any
applicant controlled by a member or members of a minority group" for ", groups
or organizations, or members of groups or organizations, which are
underrepresented in the ownership of telecommunications facilities or properties
will be granted significant preferences".
Subsec. (i)(3)(C). Pub. L. 97–259, §
115(c)(2), added subpar. (C).
Subsec. (i)(4)(A). Pub. L. 97–259, § 115(d),
substituted "September 13, 1982," for "August 13, 1981,".
1981—Subsec. (i). Pub. L. 97–35 added subsec.
(i).
1964—Subsec. (c)(2)(G). Pub. L. 88–307
inserted "not to exceed sixty days".
Subsec. (e). Pub. L. 88–306 substituted "not
more than thirty days after publication of the hearing issues or any
substantial amendment thereto in the Federal Register" for "at any time not
less than ten days prior to the date of hearing".
1960—Pub. L. 86–752 amended section generally
to revise pre-grant procedure, and, among other changes, a public notice was
substituted for a mandatory notice to applicants and interested parties before
hearings upon applications; the Commission was required to hold applications
for 30 days before acting upon them without hearings; interested parties were
permitted to file petitions to deny applications before the Commission acted upon
them without hearings, in lieu of 30 days after applications were granted;
interested parties were required to support their petitions with "specific"
allegations of fact; the Commission was permitted to dispense with formal
hearings when there are "no substantial or material questions of fact," subject
to a requirement that it issue a "concise statement of the reasons" for its
action.
1956—Subsec. (c). Act Jan. 20, 1956,
eliminated hearings with respect to facts which, even if true, would not be
grounds for setting aside the Commission's grant; gave the Commission
discretion to keep in effect the protested authorization but required the
Commission to affirmatively find and set forth that the public interest
requires grant to remain in effect; and authorized Commission to redraft issues
urged by protestant in accordance with the facts alleged in the protest.
1954—Subsec. (c). Act Mar. 26, 1954, in fourth
sentence, substituted "thirty days" for "fifteen days".
1952—Act July 16, 1952, amended section
generally to set forth the procedure to be followed in cases of denial of
applications.
Effective
Date of 1960 Amendment
Section 4(d)(1)–(3) of Pub. L. 86–752 provided
that:
"(1) Subsections (a) and (b) of this section
[amending sections 310 and 319 of this title] shall take effect ninety days
after the date of the enactment of this Act [Sept. 13, 1960].
"(2) Section 309 of the Communications Act of
1934 (as amended by subsection (a) of this section) [this section] shall apply
to any application to which section 308 of such Act [section 308 of this title]
applies (A) which is filed on or after the effective date of subsection (a) of
this section, (B) which is filed before such effective date, but is
substantially amended on or after such effective date, or (C) which is filed
before such effective date and is not substantially amended on or after such
effective date, but with respect to which the Commission by rule provides
reasonable opportunity to file petitions to deny in accordance with section 309
of such Act (as amended by subsection (a) of this section) [this section].
"(3) Section 309 of the Communications Act of
1934 [this section], as in effect immediately before the effective date of
subsection (a) of this section, shall, on and after such effective date, apply
only to applications to which section 308 of such Act [section 308 of this
title] apply which are filed before such effective date and not substantially
amended on or after such effective date and with respect to which the
Commission does not permit petitions to deny to be filed as provided in clause
(C) of paragraph (2) of this subsection."
Authority
To Use the System of Random Selection With Respect to Applications for Initial
Licenses and Construction Permits
Section 1242(b) of Pub. L. 97–35 provided
that: "The Commission shall have authority to use the system of random
selection established by the Commission under section 309(i) of the
Communications Act of 1934, as added in subsection (a) [subsec. (i) of this
section], with respect to any application for an initial license or
construction permit which will involve any use of the electromagnetic spectrum
and which—
"(1) is filed with the Commission after the
date of the enactment of this Act [Aug. 13, 1981]; or
"(2) is pending before the Commission on such
date of enactment but has not been designated for hearing on or before such
date of enactment."
Section
Referred to in Other Sections
This section is referred to in sections 311,
319, 325 of this title.
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